Compliance Conference 2016: Navigating Compliance Risks in China Go back »
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Time2016-10-18 | 14:30 - 19:00
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Venue:Pullman Shanghai Skyway <上海斯格威铂尔曼大酒店>
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Address:
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Fee:Members: 400 RMB |
Non Members: 600 RMB
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Sponsors and partners
China’s Anti-Corruption efforts have been one of the priorities addressed by President Xi-Jinping at the G20 Summit
These efforts have of course not been limited to Government Officials. Compliance programmes now have increased significance for businesses in China. It has caused companies to look more closely at their own internal Compliance procedures and has facilitated the acceptance of compliance protocols by third parties.
The Compliance and Business Ethics Working Group of the European Chamber welcomes these developments as a positive step in China’s reform process. Improving Compliance should be on the “to do” lists of Business leaders operating in China.
The European Chamber is delighted to welcome notable Compliance and Fraud Prevention Experts to its Annual Compliance Conference to share their perspectives on leading practices, the role of technology in Compliance and insights on Compliance Functions.
Agenda
14:00 - 14:30 Registration
14:30 - 14:40 Welcome remarks by Mr. Edwin Li, Chair of the Compliance and Business Ethics Working group of
the European Chamber
14:40 - 15:10 Keynote Speech followed by brief Q&A: " On-Site Compliance Monitoring" by Ms. Clarissa Shen, Board
Member, Shanghai Chapter, European Chamber
15:10 - 15:40 Keynote Speech followed by brief Q&A: “The Role of Technology and Big Data Analytics in Fraud
Prevention and Detection” by Mr. Jack Jia, Partner, EY
15:40 - 16:00 Networking Coffee break
16:00 - 16:30 Keynote Speech followed by brief Q&A: "Building the Right Foundation for Managing Compliance and
Corruption Risks” by Mr. Edwin Li, Chair of the Compliance and Business Ethics Working group of
the European Chamber
16:30 - 17:00 Keynote Speech followed by brief Q&A: “The Changing Role of the Legal-Compliance Function” by Mr.
Kenneth Tung, Co-Founder, In-Gear Legalytics Limited
17:00 - 18:30 Panel discussion moderated by Mr. David Du, Vice-Chair of the Compliance and Business Ethics Working
group of the European Chamber
Panellists:
Mr. Edwin Li, Chair of the Compliance and Business Ethics Working group of the European Chamber
Ms. Clarissa Shen, Board Member, Shanghai Chapter, European Chamber
Mr. Jack Jia, Partner, EY
Mr. Kenneth Tung, Co-Founder, In-Gear Legalytics Limited
Mr. Philipp Senff, Head of Compliance Group and Legal Director, Pinsent Masons LLP Shanghai
18:30 - 18:40 Closing Remarks
18:40 - 19:00 Networking time
Terms & Conditions:
Events have limited seating so to ensure your attendance we encourage advance online registration and payment for ALL events. We cannot guarantee entry to anyone not registered in advance.
All our events are held in English and are off-the-record unless otherwise stated.
Cancellation Policy
If you cannot attend an event for which you have registered, please cancel your registration no later than one business day prior to the event. If you fail to notify us of your cancellation in a timely fashion, you will be charged for event costs.
To cancel you can: 1) email lamendivil@europeanchamber.com.cn, or 2) cancel online if you registered for the event through the website.
Speakers
Mr. David Du
Mr. David Du
David Du is the General Counsel for Bosch in AP since January 2015. He leads 6 legal teams consisting of 42 lawyers to support the Bosch operation in AP. Prior to that, he was the General Counsel and Compliance Officer for Bosch in China. David has been assisting Bosch management to ensure compliance in its China operation which has 50,000 employees and 65 entities.
David is a Chinese lawyer and Certified Tax Practitioner. He is the Chair of the Compliance Working Group in the European Chamber of Commerce China since March 2018, and the vice-Chair from April 2015 to March 2018. David is also an arbitrator in the Shanghai International Arbitration Center (SHIAC) since May 2016
Ms. Clarissa Shen Yanrong
Ms. Clarissa Shen Yanrong
Clarissa SHEN had been Sanofi China Head for Global Ethics and Business Integrity function since Feb. 2012. Her main responsibilities are to partner with Sanofi China Country Chair to ensure the affiliate’s business operation to the company’s highest ethical standards. Since Oct. 2020, Clarissa has taken up a new role as Head of EBI China Strategic Competence Development in ensuring that the E&BI department incorporates compliance risk areas across its disciplines and foster the competencies development of China team. Between 2017 and 2019, Clarissa has co-chaired the Compliance Working of RDPAC (An industry association, affiliated to CAEFI, consists of 42 Pharma MNCs), where she won the award of 2018 RDPAC Code & Ethics Ambassador and 2019 RDPAC Best Contributor. In 2020, Clarissa acted as the keynote speaker for Post Covid-19 Compliance Conference for Healthcare Industry in China (financially sponsored by the World Bank for a Siemen’s Global Compliance Program, centred at East China Normal University), on behalf of RDPAC and its member Sanofi.
In 2017, Clarissa co-authored an article of “An Overview of Compliance in China – the Pharma Sector”, which was published by the German HAUFE. The book is entitled as “Governance, Risk and Compliance Management in China”.
Clarissa has been a Board member for European Union Chamber of Commerce (EUCCC) Shanghai Chapter since Mar. 2016. During 2017 EU Delegation Tour to Brussels, Clarissa, in team with EUCCC China President and RDPAC Managing Director participated a high-level dialogue with EU DG SANTE Commissioner Vytenis Andriukaitis and his team, to have exchanged views on Rare Disease Reimbursement Policy and Business Ethic.
Apart from Sanofi, Clarissa has 20+ years’ business and people management experiences in terms of customer service/demand planning/business operation/credit and supply chain management/distributorship management with BMS, Eli Lilly and Ciba Specialty Chemicals.
Clarissa holds a bachelor’s degree from Shanghai University and an MBA degree from University of Canterbury, New Zealand. In year 2019, she was nominated as the first International Board member for Canterbury MBA association.
Mr. Jack Jia
Mr. Jack Jia
Jack has over 15 years of combined EY experience working in Hong Kong, China, United States, Australia and New Zealand. He has led multi-location forensic data analytics engagements across the Asia Pacific and United States. Jack serves on Tableau data analytics software customer advocacy board/group and represents EY in data analytic knowledge sessions. Jack also specializes in analytics where he uses unstructured data (emails, word, pdf and other documents) as well as structure data to search for potential inconsistencies data patterns and anomalies. He has performed reviews of employee communication, application and database log using visual analytics, text mining and forensic data analytics techniques to identify potential unusual sales behaviors. Jack is a Qualified Chartered Accountant (New Zealand) and Certified Information Systems Auditor.
Mr. Edwin Li
Mr. Edwin Li
Edwin Li is Vice President & General Counsel for DSM China in charge of the company’s legal, IP and compliance matters in Greater China.
Prior to joining DSM in 2017, Edwin served as General Counsel & Compliance Officer for a Fortunate 100 MNC’s China operations for 9 years. Edwin also practiced law for over 15 years with domestic and foreign law firms in China and USA with focus on cross-border transactions, M&As, foreign direct investments in China, technology licensing, general corporate and FCPA compliance. Edwin holds Master of Law from East-China University of Politics and Laws and Juris Doctor from University of Maine School of Law. Edwin is qualified to practice law in the Commonwealth of Virginia, USA and P.R. China, and an arbitrator at Shanghai International Economic and Trade Arbitration Commission. Edwin served as Chair/Vice Chair of Compliance & Business Ethics Working Group, EUCCC since 2015.
Royal DSM is a global science-based company active in health, nutrition and sustainable living. DSM and its associated companies deliver annual net sales of about $10 billion in 2021 with approximately 23,000 employees. The company is listed on Euronext Amsterdam.
Mr. Kenny Tung
Mr. Kenny Tung
Kenny Tung is General Counsel at Lex Sigma Ltd., where heserved as the China advisor to a top U.S. PE fund and currently as the Asia Pacific advisor to one of the world’s top auto components companies. Together with his business partner, Kenny founded In-Gear Legalytics Ltd. to complement and serve providers, clients, developers and investors in the legal service value net. They do this by bringing efficacy and efficiency into the profession through data analytics of risks and opportunities, process management and retooling of hard and soft skills.
Previously Mr Tung served as the Chief Legal Counsel of Geely Holding and before that as general counsel in Greater China or Asia at PepsiCo, Goodyear, Honeywell and Kodak where he fielded a vast variety of issues and projects and drove efficiency projects/practices. In 1994, he came to China as a lawyer with Coudert Brothers and led major projects such as the Shanghai GM JV negotiation.
Born in Hong Kong to Shanghainese parents, Kenny received his bachelor and JD degrees from Columbia University and practiced in New York City before coming to China.
Mr. Philipp Senff
Mr. Philipp Senff
Philipp Senff, based in the firm's Shanghai office, is heading the compliance and risk management group. Philipp is recognized as leading compliance and risk management lawyer with over 10 years of China related legal work and business experience. Philipp is representing multinational companies on the development and enforcement of robust tools for the identification and mitigation of compliance risks in China, which include internal investigations, risk assessments, restructuring of transparent procurement and sales structures, strengthening corporate governance and crisis management. Before joining Pinsent Masons Philipp was for several years the Head of the Shanghai office of a UK law firm.
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